Unclaimed
Jamie L. Spindler is a financial advisor with Voya Financial Partners, LLC. Jamie has been in the financial services industry since 2014 and is registered with FINRA and the state of Connecticut. Jamie has passed the Series 7, Series 63, and Series 66 exams. Previously, Jamie worked at Northwestern Mutual Investment Services, LLC, MML Investors Services, LLC, Fidelity Brokerage Services LLC, and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/25/2024 - Present
Voya Financial Partners, LLC (WINDSOR CT)
MA
01/10/2019 - 09/28/2021
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
MA
07/08/2015 - 09/27/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SPRINGFIELD MA)
CT
08/25/2014 - 03/27/2015
CHARLES SCHWAB & CO., INC. (WEST HARTFORD CT)
CT
02/03/2014 - 07/07/2014
FIDELITY BROKERAGE SERVICES LLC (WEST HARTFORD CT)
BOTH
Issued 09/06/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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