Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jamie? Claim Your ProfileJamie Goldgrub is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in New York, New York. Jamie has been in the industry since October 2011, and previously worked at NATIONAL SECURITIES CORPORATION, RBC CAPITAL MARKETS, LLC, THE GMS GROUP, LLC and MORGAN STANLEY SMITH BARNEY. Jamie is licensed in 30 states and has 2 state exams and 2 product exams. Jamie's specializations include investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/02/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
07/21/2016 - 03/22/2019
NATIONAL SECURITIES CORPORATION (WESTBURY NY)
NY
04/04/2014 - 02/04/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NJ
07/12/2012 - 04/07/2014
THE GMS GROUP, LLC (JERSEY CITY NJ)
NY
02/03/2012 - 07/26/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
09/12/2011 - 11/18/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
10/06/2010 - 05/03/2011
ARJENT LLC (NEW YORK NY)
BOTH
Issued 12/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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