Unclaimed
Jamie Rigden is a Registered Representative with Capital Client Group, Inc. Jamie has been in the industry since 2017 and is licensed to sell securities in Arizona, California, Florida, Illinois, Massachusetts, and New York. Jamie also holds the Series 3, 7, 63, 66, and 24 licenses. Previously, Jamie worked at J.P. Morgan Institutional Investments Inc. in New York. Jamie's areas of expertise include securities and commodities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
05/17/2024 - Present
Capital Client Group, Inc. (Los Angeles CA)
NY
08/12/2017 - 07/24/2019
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (New York NY)
BOTH
Issued 05/17/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 24 - General Securities Principal Examination
BC
Issued 05/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/29/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2018
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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