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Jamie Corinne Rood

Loop Capital Markets LLC

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About Jamie Corinne Rood

Jamie Rood is a financial professional with over 2 years of experience in the industry. Jamie is currently registered with Loop Capital Markets LLC in Chicago, IL. Prior to joining Loop Capital Markets LLC, Jamie was employed by RBC Capital Markets, LLC in Minneapolis, MN. Jamie holds Series 7TO, Series 52TO, Series 66 and SIE licenses.

Firm Information

Jamie Rood is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Jamie Rood’s Registration & Firm History

IL

07/24/2023 - Present

Loop Capital Markets LLC (CHICAGO IL)

MN

11/06/2020 - 07/13/2023

RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 11/19/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/10/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 11/06/2020

Series 7TO - General Securities Representative Examination

BC

Issued 01/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jamie Corinne Rood.
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