Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jamie? Claim Your ProfileJamie Christopher Morgan is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Jamie has been in the securities industry for 23 years. Jamie is registered in 47 states and has earned the Series 63, Series 65, Series 7, Series 9, and Series 10 licenses. Jamie's previous experience includes a role at RED CAPITAL MARKETS, INC. in Columbus, Ohio. Jamie is a member of the Cincinnati Golfers for Charity and Our Lady of the Visitation School finance committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
08/02/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CINCINNATI OH)
OH
07/05/2000 - 07/19/2004
RED CAPITAL MARKETS, INC. (COLUMBUS OH)
IA
Issued 06/27/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jamie Morgan is the right advisor for you? Invested Better is here to help.
