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Jamie Cariddi

Wells Fargo Securities, LLC

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About Jamie Cariddi

Jamie Cariddi is a financial professional with over 20 years of experience in the industry. Jamie is currently registered with Wells Fargo Securities, LLC and is located in the New York, NY branch office. Jamie has a strong background in Investment Company Products/Variable Contracts and holds the Series 6, 24, 26, 79, and 99 licenses.

Firm Information

Jamie Cariddi is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jamie Cariddi’s Registration & Firm History

NY

04/01/2022 - Present

Wells Fargo Securities, LLC (New York NY)

MO

05/25/2021 - 04/06/2022

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

NY

01/28/2015 - 05/26/2021

WELLS FARGO SECURITIES, LLC (New York NY)

NY

11/01/2010 - 01/07/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NC

06/07/2005 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)

NY

10/05/2001 - 12/31/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

TN

08/08/2001 - 10/18/2001

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

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Licenses & Designations

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/28/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 06/04/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jamie Cariddi.
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