Unclaimed
Jamie Baron is a financial professional with over 8 years of experience in the financial services industry. Jamie is currently registered with Neuberger Berman BD LLC and holds Series 31, SIE, and Series 7 licenses. Jamie was previously registered with Eaton Vance Distributors, Inc., Morgan Stanley Distribution, Inc., and Morgan Stanley & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
06/03/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
01/15/2022 - 06/04/2024
EATON VANCE DISTRIBUTORS, INC. (New York NY)
NY
09/08/2016 - 01/15/2022
MORGAN STANLEY DISTRIBUTION, INC. (New York NY)
NY
02/18/2016 - 09/08/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 05/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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