Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jamie? Claim Your ProfileJamie Conn is a financial professional with over 20 years of experience in the industry. Jamie is currently registered with Mufg Securities Americas Inc. in New York and Texas. Jamie has held previous positions with BTMU Securities, Inc., RBS Securities Inc. and ABN AMRO Incorporated. Jamie has a broad range of knowledge and experience in the financial industry, having passed numerous securities exams including the Series 63, Series 7, Series 24 and the SIE. Jamie's experience makes them well-suited to advise clients on a variety of financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
TX
10/18/2012 - 04/01/2017
BTMU SECURITIES, INC. (HOUSTON TX)
TX
01/26/2009 - 09/11/2012
RBS SECURITIES INC. (HOUSTON TX)
TX
12/20/2000 - 01/26/2009
ABN AMRO INCORPORATED (HOUSTON TX)
BC
Issued 11/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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