Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jamesmichael? Claim Your ProfileJamesmichael Sherman-lewis is a financial advisor with Citigroup Global Markets Inc. Jamesmichael has a Series 63, 86, 87, SIE, and Series 7 license, and is registered with the Financial Industry Regulatory Authority (FINRA). Jamesmichael has worked in the financial services industry since 2018. Prior to joining Citigroup Global Markets Inc., Jamesmichael worked at Piper Sandler & Co. and D.A. Davidson & Co. Jamesmichael has expertise in asset allocation advice, financial planning, pension consulting, publication of periodicals, selection of other advisers, and portfolio management. Jamesmichael is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/31/2022 - Present
Citigroup Global Markets Inc. (San Francisco CA)
OR
04/20/2020 - 07/27/2022
PIPER SANDLER & CO. (PORTLAND OR)
OR
09/28/2018 - 04/20/2020
D.A. DAVIDSON & CO. (PORTLAND OR)
BC
Issued 11/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/11/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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