Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Zheng is a financial professional with over 16 years of experience in the industry. James is currently registered with MUFG Securities Americas Inc. and is licensed to offer investment advice in all 50 states. James has previously held positions with NATIXIS Securities Americas LLC and DEUTSCHE BANK SECURITIES INC. James holds Series 7, Series 63, SIE and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/28/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
11/08/2016 - 10/02/2018
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
08/18/2006 - 01/13/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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