Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Zemp is a financial professional with Northwestern Mutual Investment Services, LLC. James is a licensed Series 7, Series 63 and SIE representative. He has a current employment date of March 18, 2023 and has been active in the industry since March 17, 2023. James is registered in 12 states: Alabama, Arizona, California, Florida, Georgia, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina and Virginia. He is located in the Columbia, South Carolina office of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SC
03/18/2023 - Present
Northwestern Mutual Investment Services, LLC (COLUMBIA SC)
BC
Issued 04/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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