Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Yu is a financial professional with Wells Fargo Securities, LLC. James is licensed in 53 states and holds Series 63, Series 79TO, and SIE licenses. James has been in the financial industry since March 24, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/25/2024 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 03/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/26/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure James Yu is the right advisor for you? Invested Better is here to help.
