Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bacigalupi is a financial advisor with Western International Securities, Inc. in Crystal Bay, NV. James has been in the financial services industry since February 24, 1985. James has been registered with the SEC since January 2, 2015 and has been licensed to offer financial advice in Arizona, California, Nebraska, and Oregon. In addition to being a registered representative, James is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
01/02/2015 - Present
Western International Securities, Inc. (Crystal Bay NV)
CA
12/23/2013 - 02/11/2014
GBS FINANCIAL CORP. (SANTA ROSA CA)
CA
08/17/2012 - 12/13/2013
GBS FINANCIAL CORP. (SANTA ROSA CA)
CA
03/30/2007 - 08/22/2012
FIRST ALLIED SECURITIES, INC. (SANTA ROSA CA)
CA
03/09/2002 - 04/12/2007
RBC DAIN RAUSCHER INC. (SANTA ROSA CA)
CA
03/31/1999 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
07/01/1994 - 03/26/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
02/21/1985 - 07/06/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 03/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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