Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Yoo is a financial advisor with over 25 years of experience in the industry. He has been with Oppenheimer & Co. Inc. since 1998 and holds a Series 7, Series 63, Series 65, and SIE licenses. James has worked at several other firms including Bear, Stearns & Co. Inc. and Merrill Lynch. He is registered to provide investment advice in 22 states. James specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and pooled investment vehicles. James has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
06/20/2018 - Present
Oppenheimer & Co. Inc. (SADDLE BROOK NJ)
NY
02/05/1996 - 07/02/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/20/1994 - 02/01/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/11/1994 - 11/04/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 06/19/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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