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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lyon Frost is a financial advisor with over 40 years of experience. James currently works at Raymond James Financial Services Advisors, Inc. James has passed the Series 4, Series 7, Series 24, Series 52TO, Series 53 and Series 63 exams. James is registered to provide investment advice in 20 states, including California, Colorado, Florida, Georgia, Illinois, Massachusetts, New Mexico, New York, North Carolina, Oregon, Puerto Rico, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia and Washington. James holds a Series 65 license as well. James works with individual clients, corporations, charitable organizations, insurance companies, banking or thrift institutions, pension and profit-sharing plans and state or municipal government entities. James is also an owner of Frost Financial Group and Frost Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (JUPITER FL)
IA
Issued 12/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/2/2004
Series 4 - Registered Options Principal Examination
BC
Issued 5/22/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 6/19/1985
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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