Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wynn Regitz is a financial advisor with over 30 years of experience in the industry. James is currently registered with Mariner Wealth Advisors and is a Registered Representative of Mariner Wealth Advisors. James is a dedicated and experienced financial advisor who works closely with clients to understand their financial goals and develop customized plans to help them achieve them. James specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/05/2024 - Present
Mariner Wealth (Newport Beach CA)
CT
05/07/2001 - 11/25/2003
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
PA
05/17/2000 - 12/31/2000
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
GA
06/29/1995 - 03/03/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
PA
09/12/1984 - 05/19/1995
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BOTH
Issued 02/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1994
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 09/26/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/11/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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