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James Wright David

Pruco Securities, LLC

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About James Wright David

James Wright David is an active financial professional with over 25 years of experience in the industry. James is registered with Pruco Securities, LLC, and is located in Charlotte, NC. James has a strong background in investment company products and variable contracts. Prior to Pruco Securities, LLC, James worked at H.D. Vest Investment Services, Princor Financial Services Corporation, Lincoln Benefit Financial Services, Inc., Kingston Resources, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States.

Firm Information

James David is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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James David’s Registration & Firm History

NC

02/06/2012 - Present

Pruco Securities, LLC (CHARLOTTE NC)

SC

12/17/2004 - 12/23/2009

H.D. VEST INVESTMENT SERVICES (DILLON SC)

IA

09/03/1996 - 12/31/2002

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

IL

07/29/1994 - 09/07/1994

LINCOLN BENEFIT FINANCIAL SERVICES, INC. (NORTHBROOK IL)

NC

06/22/1989 - 12/31/1992

KINGSTON RESOURCES,INC. (CHARLOTTE NC)

NA

10/28/1986 - 11/05/1987

EQUICO SECURITIES, INC.

NA

10/28/1986 - 11/03/1987

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

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Licenses & Designations

BC

Issued 05/13/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Wright David.
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