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James Wright

Aegis Capital Corp.

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About James Wright

James Wright is an investment advisor representative with Aegis Capital Corp. located in New York, NY. James Wright has been working in the financial services industry since March 27, 1987. James Wright holds the Series 63, Series 65, Series 7, and SIE licenses. James Wright is registered with the Financial Industry Regulatory Authority (FINRA).

Firm Information

James Wright is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Wright’s Registration & Firm History

NY

11/22/2021 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

03/06/2015 - 11/02/2021

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (New York NY)

NY

02/21/2014 - 02/23/2015

RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

02/26/1987 - 01/31/2014

AMERIPRISE FINANCIAL SERVICES, INC. (GARDEN CITY NY)

MN

07/11/2000 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 11/19/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/09/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 6 public disclosures for James Wright. Review regulatory record here.
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