Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wook Kim is a financial advisor with CliftonLarsonAllen Wealth Advisors, LLC located in Century City, CA. James has been in the financial industry since 2005. James is a Series 7, Series 63, and SIE licensed representative and holds the Series 79TO designation. James has been registered with FINRA since 2016 and has a current registration with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/26/2021 - Present
Cliftonlarsonallen Wealth Advisors, LLC (Century City CA)
CA
04/29/2016 - 05/11/2021
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
05/13/2003 - 07/25/2014
GREIF & CO. (LOS ANGELES CA)
BC
Issued 09/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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