Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wood Strodel is a financial advisor with over 20 years of experience in the industry. James is currently registered as a Registered Investment Advisor with Captrust and is licensed to provide financial advice in North Carolina and Texas. James has previously worked at NFP Securities, Inc., Diversified Investors Securities Corp., MML Investors Services, Inc., Ascend Financial Services, Inc., and New England Securities. James is a Series 63 and Series 65 licensed advisor and holds the SIE and Series 6 designations. James specializes in providing financial advice to individuals, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, state or municipal government entities, and pooled investment vehicles. James is also a member and manager of Three One Five Stables LLC, a thoroughbred horse racing company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
07/10/2019 - Present
Captrust (Charlotte NC)
NC
06/23/2008 - 10/27/2010
NFP SECURITIES, INC. (CHARLOTTE NC)
NC
03/10/2003 - 01/11/2008
DIVERSIFIED INVESTORS SECURITIES CORP. (CHARLOTTE NC)
MA
12/06/2001 - 10/04/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
09/08/1998 - 08/15/2000
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
08/09/1994 - 12/13/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 12/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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