Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Diamond is a financial advisor with Commonwealth Financial Network. James has been in the financial industry since 1984 and is registered in 28 states as a broker and in 3 states as an Investment Advisor Representative. James has also passed the Series 6, 7, 24, 63, and 65 exams, and is a Chartered Financial Consultant. James focuses on providing financial planning and portfolio management services to a wide range of clients, including individuals, families, businesses, and non-profits.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
10/02/2007 - Present
Commonwealth Financial Network (GREENVILLE RI)
RI
12/06/1990 - 10/08/2007
1717 CAPITAL MANAGEMENT COMPANY (WARWICK RI)
NA
12/04/1984 - 12/04/1990
MONARCH SECURITIES, INC.
IA
Issued 02/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1991
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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