Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wong is a financial professional with over 30 years of experience in the industry. James is currently registered with Insight Advisors, LLC and holds a Series 6, 7, 24, 26, 63 and 65 licenses. James is a Chartered Financial Consultant and has specialized in providing financial planning, investment advisory services, and pension consulting to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
05/02/2018 - Present
Insight Advisors, LLC (Newtown PA)
NJ
02/02/2016 - 03/09/2018
PNC INVESTMENTS (RED BANK NJ)
NJ
07/20/2010 - 08/24/2015
TD AMERITRADE, INC. (SHREWSBURY NJ)
NJ
11/10/2008 - 04/22/2009
FORTUNE FINANCIAL SERVICES, INC. (HOLMDEL NJ)
NJ
09/19/2005 - 12/31/2006
TFS SECURITIES, INC. (LINCROFT NJ)
NE
08/23/2001 - 09/14/2005
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
IA
07/14/2000 - 08/09/2001
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NY
07/17/1986 - 07/14/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/17/1986 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/29/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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