Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Witteman Trapp is a financial advisor registered with Robert W. Baird & Co. Inc. James has been working in the financial industry since 1984. James has worked with a variety of clients including individuals, businesses, and institutions. Prior to joining Robert W. Baird & Co. Inc., James worked at J.J.B. HILLIARD, W.L. LYONS, LLC and FIFTH THIRD SECURITIES, INC. James specializes in providing investment advice, financial planning, and portfolio management services. James has a Series 63, 66, 7, 9, 10, 24, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OH
04/13/2022 - Present
Robert W. Baird & Co. Inc. (Columbus - Grandview Heights OH)
OH
11/07/2016 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Grandview Heights OH)
OH
04/18/1984 - 07/13/2016
FIFTH THIRD SECURITIES, INC. (COLUMBUS OH)
BOTH
Issued 12/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/06/1990
Series 24 - General Securities Principal Examination
BC
Issued 04/09/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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