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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wimbish Williams is a financial advisor with Raymond James Financial Services Advisors, Inc. based in ROWLETT, TX. James Williams is a registered representative with FINRA, the Series 66, 63 and 7, and the Securities Industry Essentials Examination (SIE). James Williams has over 20 years of experience in the financial services industry. James Williams has been a member of the ROWLETT Chamber of Commerce since 2007 and has served as a Board of Directors member and Membership Services Committee Chair.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
09/08/2011 - Present
Raymond James Financial Services Advisors, Inc. (ROWLETT TX)
TX
08/02/2004 - 09/01/2011
EDWARD JONES (ROWLETT TX)
BOTH
Issued 01/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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