Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Masters is a financial professional with over 13 years of experience in the financial industry. James is currently registered with Mizuho Securities USA LLC and holds a Series 7, Series 24, and Series 63 license. James is registered in all 50 states plus Puerto Rico. James's previous employment was with Mizuho Securities USA Inc. In addition to a strong foundation in financial markets, James brings deep expertise in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/03/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
GA
09/18/2007 - 11/18/2015
MIZUHO SECURITIES USA INC. (ATLANTA GA)
BC
Issued 02/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2020
Series 24 - General Securities Principal Examination
BC
Issued 11/18/2015
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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