Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Williams is a financial advisor with Jefferies LLC, specializing in investment banking. James holds the Series 79 and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA). James has been in the industry since August 2017 and has a diverse background in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/05/2024 - Present
Jefferies LLC (SAN FRANCISCO CA)
CA
08/23/2017 - 06/20/2024
GOLDMAN SACHS & CO. LLC (SAN FRANCISCO CA)
BC
Issued 06/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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