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James William Taylor

Hennion & Walsh, Inc.

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About James William Taylor

James William Taylor is a financial professional with over 30 years of experience in the industry. James is currently registered with Hennion & Walsh, Inc., a firm that is active in the Broker-Dealer scope and not in the Investment Advisor scope. James has worked for several firms throughout their career and is knowledgeable in a variety of financial products and services. James holds licenses for Series 6, Series 7, Series 24, Series 63 and SIE. James is registered in Maine, Massachusetts, New Hampshire, Rhode Island and Vermont.

Firm Information

James Taylor is currently registered with Hennion & Walsh, Inc.. Hennion & Walsh, Inc. is a Corporation formed on October 24, 1989. They are registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Taylor’s Registration & Firm History

NJ

12/12/2023 - Present

Hennion & Walsh, Inc. (PARSIPPANY NJ)

AZ

11/10/2023 - 12/20/2023

VISION 4 FUND DISTRIBUTORS (SCOTTSDALE AZ)

CO

01/03/2023 - 05/09/2023

ALPS DISTRIBUTORS, INC. (DENVER CO)

ME

01/08/2021 - 12/31/2022

IMST DISTRIBUTORS, LLC (PORTLAND ME)

MD

07/17/2020 - 12/24/2020

ARCHER DISTRIBUTORS, LLC (LAUREL MD)

NC

04/01/2005 - 01/21/2020

WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)

AR

12/16/2002 - 03/31/2005

STEPHENS INC. (LITTLE ROCK AR)

NC

08/26/1987 - 01/13/2003

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 01/18/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/08/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/1995

Series 7 - General Securities Representative Examination

BC

Issued 08/25/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James William Taylor.
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