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James William Snyder

First Trust Portfolios LP

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About James William Snyder

James William Snyder is a financial advisor with over 20 years of experience in the financial services industry. James William Snyder is currently registered with First Trust Portfolios LP and holds the Series 3, 7, and 63 licenses. James William Snyder has previously been registered with BLUE FIRE CAPITAL, LLC and AMERICAN EXPRESS FINANCIAL ADVISORS INC. James William Snyder is registered in Illinois.

Firm Information

James Snyder is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Snyder’s Registration & Firm History

TX

08/30/2013 - Present

First Trust Portfolios LP (Austin TX)

IL

09/23/2011 - 11/16/2012

BLUE FIRE CAPITAL, LLC (CHICAGO IL)

MN

08/24/1990 - 02/24/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/24/1990 - 02/24/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 12/02/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2011

Series 7 - General Securities Representative Examination

BC

Issued 10/19/2000

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James William Snyder.
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