Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Scott has been in the financial services industry since May 1993. James Scott is currently registered as a broker and investment advisor representative with Osaic Wealth, Inc. James Scott is also a bus driver for Clarence Central School District. James Scott is a licensed securities professional with registrations in Alabama, New York, Ohio, Oklahoma, Oregon, Texas and Virginia. James Scott has Series 6, 7, 63 and 66 licenses. James Scott has been an Investment Advisor Representative for more than 5 years. James William Scott is a Registered Representative with Securities America Advisors and Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (ROCHESTER NY)
NY
12/01/2017 - 06/14/2024
SECURITIES AMERICA, INC. (NUNDA NY)
NY
02/09/2005 - 12/06/2017
INVEST FINANCIAL CORPORATION (NORTH TONAWANDA NY)
DE
07/11/2003 - 02/15/2005
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
01/31/2003 - 07/01/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
MN
04/15/1993 - 01/17/2003
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 08/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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