Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Ryan is a financial advisor with over 30 years of experience in the industry. James has been with Morgan Stanley since 2009, and previously held positions at Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. James has a broad range of experience, including working with high net worth individuals, corporations, and institutions. James is a Series 7, 63, and 65 licensed professional. James is a highly experienced and knowledgeable advisor who is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
02/25/2011 - Present
Morgan Stanley (Baltimore MD)
MD
01/08/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BALTIMORE MD)
MD
10/18/1999 - 12/07/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
VA
09/19/1997 - 11/10/1999
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NY
05/25/1994 - 05/05/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
VA
11/21/1989 - 07/11/1994
RUSHMORE INVESTMENT BROKERS, INC. (ARLINGTON VA)
IA
Issued 01/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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