Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Ritter is a financial advisor with PNC Capital Markets LLC. He is registered with the state of Indiana, Kentucky and Tennessee. James holds Series 7, Series 52TO and SIE securities licenses and a Series 63 license for securities agents. James William Ritter has been a registered representative since December 23, 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
12/23/2010 - Present
PNC Capital Markets LLC (LOUISVILLE KY)
BC
Issued 01/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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