Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ritchay is a financial advisor at Robert W. Baird & Co. Inc. with over 30 years of experience in the industry. James specializes in providing financial advice and investment management services for individuals, businesses, and institutions. James is registered to conduct business in numerous states across the United States. In addition to working with clients directly, James is also involved in the Green Bay Officials Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
05/13/2011 - Present
Robert W. Baird & Co. Inc. (GREEN BAY WI)
WI
06/01/2009 - 05/20/2011
MORGAN STANLEY SMITH BARNEY (GREEN BAY WI)
WI
10/28/1991 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GREEN BAY WI)
IA
Issued 02/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1991
Series 3 - National Commodity Futures Examination
BC
Issued 10/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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