Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Riles is a financial advisor with Cetera Investment Services LLC in Savannah, Georgia. James has been in the financial services industry since 1999. James has a Series 6, Series 63, and SIE licenses and is registered in Georgia and South Carolina. James has previously worked with VOYA Financial Advisors, INC., ING Financial Advisors, LLC, ING Financial Partners, INC., and Sunamerica Securities, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
04/03/2020 - Present
Cetera Investment Services LLC (SAVANNAH GA)
GA
01/03/2011 - 12/03/2019
VOYA FINANCIAL ADVISORS, INC. (SAVANNAH GA)
GA
06/30/2004 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (SAVANNAH GA)
CT
05/12/2000 - 06/30/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
AZ
02/19/1998 - 01/26/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 02/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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