Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Quinn is a financial professional with over 40 years of experience in the securities industry. Quinn has a strong background in investment banking and operations, having passed the Series 79TO and Series 99TO exams. Quinn holds the Series 7, Series 24, and Series 27 licenses, and is currently registered with Allen & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/24/1982 - Present
Allen & Co. LLC (NEW YORK NY)
BC
Issued 10/07/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/29/1982
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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