Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Oconnor is a registered investment advisor with over 35 years of experience in the financial services industry. James currently holds registration as a registered representative of LPL Financial LLC and as a registered investment advisor representative of Bestvest Investments, Ltd.. James also has previous registrations with several other firms. James is active in the industry in several states including Connecticut, Delaware, Florida, Michigan, New Hampshire, New Jersey, New York and Pennsylvania. James William Oconnor is a veteran of the financial industry having held various positions with a number of firms and completed several exams and certifications. James William Oconnor's registration with Bestvest Investments, Ltd. dates back to 2013 and with LPL Financial LLC, dates back to 2025.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/03/2025 - Present
LPL Financial LLC (MEDIA PA)
PA
11/05/1993 - 08/02/2001
FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)
NA
04/21/1987 - 12/08/1993
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
NA
07/13/1988 - 05/09/1989
WEALTH BUILDERS EQUITY CORPORATION
NA
12/23/1987 - 03/02/1989
HOPPER SOLIDAY CAPITAL MARKETS
IA
Issued 12/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/1991
Series 4 - Registered Options Principal Examination
BC
Issued 05/11/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/06/1987
Series 24 - General Securities Principal Examination
BC
Issued 05/13/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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