Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Mertzlufft has been in the securities industry since January 29, 1992. He is currently registered with P.j. Robb Variable, LLC. James William Mertzlufft holds Series 6, 26, 27, 63, SIE, and 99TO licenses. James William Mertzlufft is registered in Alabama, Arkansas, California, Florida, Mississippi, New Jersey, Tennessee, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
02/16/1999 - Present
P.j. Robb Variable, LLC (MEMPHIS TN)
NY
01/06/1992 - 01/22/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
01/06/1992 - 01/22/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 12/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/06/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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