Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William McLellan is a financial advisor with over 40 years of experience in the financial services industry. James is currently registered with Ameriprise Financial Services, LLC and has been with the firm since May 2020. Prior to this role, James worked for CETERA ADVISORS LLC, NEWBRIDGE SECURITIES CORPORATION, BROAD STREET SECURITIES, INC., LEONARD & COMPANY, PRUDENTIAL SECURITIES INCORPORATED, A. G. EDWARDS & SONS, INC., and ANCHOR NATIONAL FINANCIAL SERVICES, INC. James holds licenses for Series 1, 5, 63, 66, and 7. James specializes in providing a range of financial services including asset allocation, financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
05/05/2020 - Present
Ameriprise Financial Services, LLC (Rochester Hills MI)
MI
11/04/2014 - 05/05/2020
CETERA ADVISORS LLC (ROCHESTER MI)
MI
07/10/2009 - 11/05/2014
NEWBRIDGE SECURITIES CORPORATION (ROCHESTER MI)
MI
07/20/2005 - 08/03/2009
BROAD STREET SECURITIES, INC. (TROY MI)
MI
01/06/1997 - 06/14/2005
LEONARD & COMPANY (TROY MI)
NY
01/05/1993 - 12/12/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
10/01/1980 - 12/23/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
04/10/1980 - 11/22/1980
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BOTH
Issued 04/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1982
Series 5 - Interest Rate Options Examination
BC
Issued 11/15/1980
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure James McLellan is the right advisor for you? Invested Better is here to help.
