Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William McGuire is a financial advisor with over 30 years of experience in the financial services industry. James McGuire is currently registered with Robert W. Baird & Co. Inc. James McGuire has previously worked with several other firms including WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., and GREAT AMERICAN ADVISORS, INC.. James McGuire holds a variety of licenses and certifications including Series 6, 7, 9, 10, 24, 31, 63, 65, and 66. James McGuire offers a range of services including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
PA
05/08/2023 - Present
Robert W. Baird & Co. Inc. (SENTRY PARK PA)
PA
09/02/2014 - 05/06/2023
ROBERT W. BAIRD & CO. INCORPORATED (Blue Bell PA)
PA
01/01/2008 - 09/03/2014
WELLS FARGO ADVISORS, LLC (CONSHOHOCKEN PA)
PA
09/06/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (COLLEGEVILLE PA)
MA
01/24/2001 - 09/14/2005
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
OH
01/15/1999 - 11/20/2000
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
IN
04/07/1998 - 12/23/1998
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
NA
12/13/1993 - 04/02/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
MA
10/15/1992 - 12/16/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
04/27/1992 - 09/23/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/27/1992 - 09/23/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 09/30/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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