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James William Maguire

Edward Jones

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About James William Maguire

James William Maguire is a financial advisor with Edward Jones. James has been in the financial services industry since August 1993. James holds multiple securities licenses and registrations. James has worked with multiple firms including Citigroup Global Markets Inc., HSBC Securities (USA) Inc., and ICD Securities Inc. James is currently registered in 15 states for securities and 14 states for investment advisory services.

Firm Information

James Maguire is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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James Maguire’s Registration & Firm History

NY

09/20/2022 - Present

Edward Jones (WEBSTER NY)

NY

08/20/2014 - 06/13/2022

ICD SECURITIES INC. (Patchogue NY)

NY

06/04/2008 - 09/25/2012

CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)

NY

04/29/2005 - 05/02/2007

HSBC SECURITIES (USA) INC. (COMMACK NY)

NY

07/31/1991 - 04/11/2005

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

04/24/1990 - 07/10/1991

FIRST ALBANY CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/27/2024

Series 66 - Uniform Combined State Law Examination

IA

Issued 07/22/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/07/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/21/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/01/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/06/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for James William Maguire. Review regulatory record here.
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