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James William MacPherson

Northwestern Mutual Investment Services, LLC

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About James William MacPherson

James William MacPherson is a financial advisor with Northwestern Mutual Investment Services, LLC. James has been in the financial services industry since 2007 and has a broad range of experience. James has a Series 6, 26 and 63 licenses. James is registered in 20 states and the District of Columbia. Northwestern Mutual Investment Services, LLC is a registered investment advisor with the Securities and Exchange Commission. The firm offers a variety of investment products and services, including investment research, referrals to other advisors, and portfolio management for individuals and businesses.

Firm Information

James MacPherson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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James MacPherson’s Registration & Firm History

WI

08/31/2011 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

WI

09/29/2008 - 10/06/2009

CHASE INVESTMENT SERVICES CORP. (MILWAUKEE WI)

WI

02/21/2007 - 06/24/2008

FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)

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Licenses & Designations

BC

Issued 03/24/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/05/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James William MacPherson.
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