Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Lazar is a financial professional with experience in the securities industry since 2010. James has experience with investment banking and investment company products and is currently registered with Rothschild & Co. US Inc. in Chicago. Previously, James worked with SCOTT-MACON SECURITIES, INC. in New York and GWFS EQUITIES, INC. in Glendale, WI. James is Series 6, 79, and 63 licensed and holds the Securities Industry Essentials (SIE) certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/13/2018 - Present
Rothschild & Co. US Inc. (Chicago IL)
NY
12/12/2017 - 08/03/2018
SCOTT-MACON SECURITIES, INC. (NEW YORK NY)
WI
12/20/2010 - 05/19/2011
GWFS EQUITIES, INC. (GLENDALE WI)
BC
Issued 12/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/17/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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