Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lauro is a financial advisor at Northwestern Mutual Investment Services, LLC. James has been in the financial services industry for over 30 years and is committed to providing his clients with personalized financial advice. James is a registered representative of Northwestern Mutual Investment Services, LLC and holds the Series 7 and 66 securities licenses. James is also a registered investment advisor in California, Minnesota, Montana, Nevada, Oregon, and Washington. James's previous experience includes working at Robert W. Baird & Co. Incorporated and Integrated Resources Equity Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
04/17/1989 - Present
Northwestern Mutual Investment Services, LLC (Irvine CA)
WI
01/01/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
04/18/1989 - 12/31/1992
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
09/20/1984 - 03/22/1988
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 09/08/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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