Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Koenn has been working in the financial industry since May 23, 2000. James William Koenn is currently registered with Charles Schwab & CO., Inc. in Cranberry Township, PA and has been with the firm since January 2012. James William Koenn is also registered as an investment advisor representative with the firm in Texas. James William Koenn has a Series 7, Series 10, Series 24, Series 63, and Series 65 licenses. James William Koenn specializes in financial planning and selection of other advisors. James William Koenn has experience with Ameriprise Financial Services, Inc., Gunnallen Financial, Inc, SII Investments, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
PA
01/02/2019 - Present
Charles Schwab & CO., Inc. (Cranberry Township PA)
IN
01/08/2007 - 10/25/2011
AMERIPRISE FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
IN
08/04/2006 - 01/10/2007
GUNNALLEN FINANCIAL, INC (FT. WAYNE IN)
IN
10/21/2005 - 08/09/2006
SII INVESTMENTS, INC. (FORT WAYNE IN)
MN
06/26/1996 - 03/13/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/26/1996 - 03/13/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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