Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Kalina is an investment advisor representative at LPL Financial LLC, a firm with over $463 Billion in regulatory assets under management. James has been in the industry since 1997 and has been registered with LPL Financial since 2014. James previously worked at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. James is licensed to provide investment advice in Arizona, California, Colorado, Florida, Massachusetts, Minnesota, Ohio, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
01/21/2014 - Present
LPL Financial LLC (CENTERVILLE MN)
MN
04/02/2007 - 05/05/2009
MORGAN STANLEY & CO. INCORPORATED (BLOOMINGTON MN)
MN
01/09/1997 - 04/02/2007
MORGAN STANLEY DW INC. (BLOOMINGTON MN)
IA
Issued 01/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 01/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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