Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hurley is a financial professional with over 20 years of experience in the industry. James is currently registered with Empower Financial Services, Inc. in Greenwood Village, Colorado. James previously worked at ADP Broker-Dealer, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James holds FINRA Series 6, 7, 26, and 63 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/28/2016 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NJ
12/07/2006 - 12/31/2015
ADP BROKER-DEALER, INC. (FLORHAM PARK NJ)
NY
11/12/1996 - 05/18/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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