Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Hilliard is a financial advisor who has been in the industry since April 17, 1992. James is currently registered with Wells Fargo Advisors Financial Network, LLC and has offices in Naples, FL, Bozeman, MT and Millersville, MD. James also has past registrations with Ameriprise Financial Services, LLC, IDS Life Insurance Company, Thomas James Associates, Inc. and Pacific Southern Securities, Inc.. James has Series 7, Series 63, and Series 65 licenses. James offers investment consulting services to institutional clients. James provides financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/03/2023 - Present
Wells Fargo Advisors Financial Network, LLC (Naples FL)
MD
10/21/1992 - 04/05/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Severna Park MD)
MN
10/21/1992 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
03/11/1991 - 08/12/1991
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NA
02/08/1991 - 03/16/1991
PACIFIC SOUTHERN SECURITIES, INC.
IA
Issued 10/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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