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James William Gregorakis

Cambridge Investment Research, Inc.

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About James William Gregorakis

James William Gregorakis is a financial advisor with over 30 years of experience in the industry. James has held positions at a variety of firms, including Prudential Insurance Company of America, PRUCO Securities Corporation, Walnut Street Securities, Inc., and currently at Cambridge Investment Research, Inc. James holds Series 6, 63, and SIE licenses and is registered in Florida, Ohio, Pennsylvania, South Carolina, and West Virginia.

Firm Information

James Gregorakis is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Gregorakis’s Registration & Firm History

PA

09/30/2011 - Present

Cambridge Investment Research, Inc. (Allison Park PA)

PA

11/11/1993 - 10/10/2011

WALNUT STREET SECURITIES, INC. (CARNEGIE PA)

NJ

06/17/1991 - 10/06/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

06/17/1991 - 10/06/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/02/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James William Gregorakis. Review regulatory record here.
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