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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Graves is an Investment Advisor Representative with Wealthcare Advisory Partners LLC. James has been in the financial industry for over 18 years and holds Series 63, 65, 7, 24, 79, and SIE licenses. James is also a Certified Financial Planner. James has experience working with individuals, high-net-worth individuals, corporations, businesses, pension plans, and charitable organizations. James specializes in providing financial planning, portfolio management, and selection of other advisors. James is committed to providing his clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
03/02/2020 - Present
Wealthcare Advisory Partners LLC (WEST CHESTER PA)
PA
04/26/2016 - 03/04/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYNE PA)
PA
08/25/2014 - 10/19/2015
FORESIDE FUND SERVICES, LLC (BERWYN PA)
PA
06/19/2014 - 07/14/2014
BA SECURITIES, LLC (Paoli PA)
NY
03/17/2004 - 05/09/2008
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
01/16/2008 - 02/05/2008
MORGAN STANLEY DISTRIBUTORS INC. (NEW YORK NY)
TX
01/16/2008 - 02/05/2008
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
03/17/2004 - 09/19/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
07/18/2003 - 03/03/2004
WALL STREET ACCESS (NEW YORK NY)
NY
08/05/2002 - 07/11/2003
HFN SECURITIES LLC (NEW YORK NY)
NY
04/02/2002 - 07/09/2002
ZURICH CAPITAL MARKETS SECURITIES, INC. (NEW YORK NY)
TX
03/19/1999 - 05/24/2001
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
MA
04/16/1996 - 02/17/1999
UAM FUND DISTRIBUTORS, INC. (BOSTON MA)
MD
09/23/1993 - 02/02/1995
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
DE
06/13/1989 - 10/08/1993
RODNEY SQUARE DISTRIBUTORS, INC. (WILMINGTON DE)
NA
05/01/1987 - 03/27/1989
BT SECURITIES CORPORATION
BC
Issued 07/03/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/09/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/12/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
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