Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Giangrasso is a registered representative with Needham & Company, LLC, a broker-dealer firm. James has been in the securities industry since 2003. James is also a registered principal with the firm. James holds the Series 27, SIE and Series 99TO licenses. James has previously been associated with Rhone Group Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
06/02/2006 - Present
Needham & Company, LLC (NEW YORK NY)
NY
09/05/2001 - 08/05/2004
RHONE GROUP ADVISORS LLC (NEW YORK NY)
BC
Issued 08/23/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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