Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames William Garrity is a registered representative with LPL Financial LLC, and has been in the financial services industry since May 14, 2000. James William Garrity is a licensed advisor in 21 states, and is also a registered investment advisor in Florida and Texas. James William Garrity is a licensed advisor in 21 states. Prior to joining LPL Financial LLC, James William Garrity was affiliated with CHARLES SCHWAB & CO., INC. and MORGAN STANLEY DW INC. James William Garrity has earned licenses including Series 66, Series 31, and Series 7. James William Garrity also has a SIE exam. James William Garrity is based in ST. PETERSBURG, FL and is affiliated with LPL Financial LLC's ST. PETERSBURG, FL branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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FL
03/29/2022 - Present
LPL Financial LLC (ST. PETERSBURG FL)
FL
12/15/2003 - 12/18/2014
CHARLES SCHWAB & CO., INC. (ST. PETERSBURG FL)
NY
05/05/2000 - 12/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/10/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 05/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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